Nutshell Asset Management Limited

Date authorised
5 May 2021
Companies House
12341611
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ivybridge House
    1-5 Adam Street
    London
    Westminster
    WC2N 6LE
    UNITED KINGDOM
    Phone
    +442078560520
    Web
    https://www.nutshellam.com

  • Complaints Contact

    Ivybridge House
    1-5 Adam Street
    London
    Westminster
    WC2N 6LE
    UNITED KINGDOM
    Phone
    +442078560520

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan Maxwell Harvey

    IRN DMH01189

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
    • SMF16 Compliance Oversight (since 1 Sep 2025)
    • SMF3 Executive Director (since 5 May 2021)
    • [FCA CF] Client dealing (since 5 May 2021)
  • Mark Ellis

    IRN MXE01215

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2021)
    • SMF3 Executive Director (since 5 May 2021)
    • [FCA CF] Client dealing (since 5 May 2021)
    • SMF1 Chief Executive (since 5 May 2021)
    • SMF16 Compliance Oversight (since 5 May 2021)
  • Michael Alan Spencer

    IRN MAS01216

    • Director of firm who is not a certification employee or a SMF manager (since 4 Feb 2025)
  • Richard Anthony Bigwood

    IRN RAB01196

    • SMF3 Executive Director (since 5 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 21 Jun 2021)
  • Stephen Michael Brawn

    IRN SMB01103

    • [FCA CF] Client dealing (since 5 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

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