Mark Ellis

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nutshell Asset Management Limited

    FRN 935876

    • [FCA CF] Client dealing (since 5 May 2021)
    • SMF1 Chief Executive (since 5 May 2021)
    • SMF3 Executive Director (since 5 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2021)
    • SMF16 Compliance Oversight (since 5 May 2021)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF30 Customer (25 Feb 2020 to 4 May 2021)
    • CF1 Director (AR) (25 Feb 2020 to 4 May 2021)
  • Symmetry Investments UK LLP (no longer approved here)

    FRN 610478

    • CF30 Customer (11 Aug 2015 to 4 Oct 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (3 Feb 2011 to 12 Sep 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (3 Feb 2011 to 12 Sep 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.