Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nutshell Asset Management Limited
FRN 935876
- SMF3 Executive Director (since 5 Mar 2026)
- Director of firm who is not a certification employee or a SMF manager (since 21 Jun 2021)
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- [FCA CF] Material risk taker (10 Mar 2021 to 16 Aug 2023)
- SMF18 Other Overall Responsibility (16 Apr 2020 to 16 Aug 2023)
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- [FCA CF] Material risk taker (10 Mar 2021 to 5 Jun 2024)
- SMF18 Other Overall Responsibility (16 Apr 2020 to 1 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.