Stephen Leigh Massey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited

    FRN 194927

    • SMF12 Chair of the Remuneration Committee (since 5 Mar 2021)
    • SMF13 Chair of the Nominations Committee (since 5 Mar 2021)
    • SMF9 Chair of the Governing Body (since 12 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2020)
    • CF3 Chief Executive (29 Jul 2011 to 2 Oct 2012)
    • CF30 Customer (1 Nov 2007 to 24 Jul 2019)
    • CF1 Director (23 Mar 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (31 Mar 2004 to 31 Oct 2007)
    • CF27 Investment Management (31 Mar 2004 to 31 Oct 2007)
    • CF2 Non Executive Director (9 Jan 2004 to 23 Mar 2006)
  • Canaccord Genuity Limited

    FRN 182011

    • SMF9 Chair of the Governing Body (since 18 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2020)
    • CF1 Director (12 Aug 2019 to 8 Dec 2019)
  • CG Wealth Planning Limited

    FRN 594155

    • SMF9 Chair of the Governing Body (since 12 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 17 Jan 2020)
    • CF1 Director (11 Jul 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED

    FRN 209741

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (18 Sep 2017 to 8 Dec 2019)
  • Windmill Hill Asset Management Limited (no longer approved here)

    FRN 186883

    • Director of firm who is not a certification employee or a SMF manager (8 Mar 2023 to 31 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 8 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Mar 2023)
    • CF30 Customer (15 Aug 2017 to 8 Dec 2019)
    • CF1 Director (15 Aug 2017 to 8 Dec 2019)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF1 Director (1 Dec 2001 to 27 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.