Simon Robert Taylor

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED

    FRN 586463

    • SMF4 Chief Risk (since 17 Oct 2025)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • SMF4 Chief Risk (8 Sep 2022 to 16 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF28 Systems and controls (19 Mar 2019 to 8 Dec 2019)
  • CMC Markets Investments Limited (no longer approved here)

    FRN 948126

    • [FCA CF] Material risk taker (6 Apr 2022 to 31 Dec 2022)
    • [FCA CF] Significant management (6 Apr 2022 to 31 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.