Simon Luhr

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FinEx Capital Management LLP

    FRN 550784

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Nov 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Nov 2025)
    • CF4 Partner (21 Oct 2011 to 8 Dec 2019)
    • CF3 Chief Executive (21 Oct 2011 to 8 Dec 2019)
    • CF30 Customer (21 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Oct 2011 to 8 Dec 2019)
  • Sanarus Investment Management LLP

    FRN 752000

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2024)
    • CF4 Partner (1 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF26 Customer Trading (12 Sep 2003 to 10 May 2004)
    • CF21 Investment Adviser (12 Sep 2003 to 10 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.