FinEx Capital Management LLP

• Principal Place of Business

  2nd Floor

  25 Green Street

  London

  W1K 7AX

  UNITED KINGDOM

  Phone

  +442076633303

  Web

  http://finxcapital.com

• Complaints Contact

  2nd Floor

  25 Green Street

  London

  W1K 7AX

  UNITED KINGDOM

  Phone

  +442076633303

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alasdair Jean Alexander

  IRN AXA02004

  • [FCA CF] Client dealing (since 1 Mar 2025)
  • [FCA CF] Significant management (since 1 Mar 2025)
  • [FCA CF] Material risk taker (since 1 Mar 2025)
• Andrew Howard Mann

  IRN AHM01052

  • CF4 Partner (20 Oct 2015 to 12 Dec 2017)
  • CF30 Customer (20 Oct 2015 to 12 Dec 2017)
• Anil Thulasee Dharan

  IRN ATD01007

  • CF30 Customer (15 Sep 2017 to 10 Jan 2018)
• Anthony Bruce Cable

  IRN ABC01027

  • CF30 Customer (10 Sep 2014 to 2 Nov 2016)
  • CF4 Partner (10 Sep 2014 to 2 Nov 2016)
• Anthony James Vince

  IRN AJV01024

  • CF30 Customer (1 Apr 2015 to 2 Jul 2016)
• Bairam Yusupovich Valiyev

  IRN BYV01000

  • CF30 Customer (9 Jun 2018 to 14 May 2019)
• Egor Papoulov

  IRN EXP00216

  • SMF16 Compliance Oversight (since 18 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2025)
• Eugene David Faller

  IRN EDF01014

  • CF30 Customer (15 Aug 2016 to 8 Feb 2017)
• Evgeny Anatolievich Kovalishin

  IRN EAK01026

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 11 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Mar 2022)
  • CF4 Partner (21 Oct 2011 to 8 Dec 2019)
  • CF30 Customer (21 Oct 2011 to 8 Dec 2019)
• Henry Frederick Gordon Morriss

  IRN HXM01109

  • CF30 Customer (10 Sep 2014 to 16 Dec 2016)
  • CF4 Partner (10 Sep 2014 to 16 Dec 2016)

• Asterisk Network Solutions Limited (no longer appointed)

  FRN 845059 · Appointed 30 Jun 2019 · Until 1 Dec 2023

No changes recorded yet.