Henry Frederick Gordon Morriss

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FinEx Capital Management LLP (no longer approved here)
FRN 550784
- CF4 Partner (10 Sep 2014 to 16 Dec 2016)
- CF30 Customer (10 Sep 2014 to 16 Dec 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (4 Mar 2008 to 20 Mar 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (4 Mar 2008 to 20 Mar 2009)
Marex Financial (no longer approved here)
FRN 442767
- CF21 Investment Adviser (13 Jan 2006 to 24 Feb 2006)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
- CF26 Customer Trading (1 Dec 2001 to 2 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.