Andrew Howard Mann

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sanarus Investment Management LLP (no longer approved here)
FRN 752000
- CF4 Partner (1 Dec 2016 to 31 Jul 2017)
- CF30 Customer (1 Dec 2016 to 31 Jul 2017)
FinEx Capital Management LLP (no longer approved here)
FRN 550784
- CF30 Customer (20 Oct 2015 to 12 Dec 2017)
- CF4 Partner (20 Oct 2015 to 12 Dec 2017)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF29 Significant management (21 Apr 2010 to 21 Apr 2010)
- CF30 Customer (23 Nov 2009 to 21 Apr 2010)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 Oct 2008 to 14 Nov 2008)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF2 Non Executive Director (2 Oct 2002 to 4 Jun 2003)
- CF1 Director (18 Jul 2002 to 2 Oct 2002)
- CF27 Investment Management (25 Feb 2002 to 28 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.