Date authorised
1 December 2016
Companies House
OC407513
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    25 Green Street
    London
    W1K 7AX
    UNITED KINGDOM
    Phone
    +442076633300
  • Complaints Contact

    2nd Floor
    25 Green Street
    London
    W1K 7AX
    UNITED KINGDOM
    Phone
    +442076633300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . FinEx London Limited

    IRN XXF01105

    • SMF27 Partner (9 Dec 2019 to 11 Mar 2022)
    • CF4 Partner (1 Dec 2016 to 8 Dec 2019)
  • Alasdair Jean Alexander

    IRN AXA02004

    • [FCA CF] Client dealing (since 1 Mar 2025)
    • [FCA CF] Material risk taker (since 1 Mar 2025)
    • [FCA CF] Significant management (since 1 Mar 2025)
  • Alfie Greenway

    IRN AXG00760

    • SMF27 Partner (28 Jul 2023 to 18 Aug 2025)
  • Andrew Howard Mann

    IRN AHM01052

    • CF30 Customer (1 Dec 2016 to 31 Jul 2017)
    • CF4 Partner (1 Dec 2016 to 31 Jul 2017)
  • Egor Papoulov

    IRN EXP00216

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jun 2024)
    • SMF16 Compliance Oversight (since 10 Jun 2024)
  • Eugene David Faller

    IRN EDF01014

    • CF28 Systems and controls (1 Dec 2016 to 10 Feb 2017)
  • Evgeny Anatolievich Kovalishin

    IRN EAK01026

    • SMF27 Partner (9 Dec 2019 to 6 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Sep 2021)
    • CF4 Partner (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Louis Simon Powell-Voegt

    IRN LSP01028

    • [FCA CF] Material risk taker (since 30 Jul 2022)
    • [FCA CF] Client dealing (since 30 Jul 2022)
  • Martin Bednall

    IRN MXB01415

    • SMF27 Partner (since 20 Jul 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Michael John Powell

    IRN MJP01238

    • SMF27 Partner (9 Dec 2019 to 6 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Sep 2021)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • CF4 Partner (1 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.