Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FinEx Capital Management LLP
FRN 550784
- SMF27 Partner (since 30 Sep 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (7 Feb 2014 to 8 Dec 2019)
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Sanarus Investment Management LLP
FRN 752000
- SMF27 Partner (since 20 Jul 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
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- CF1 Director (AR) (31 Aug 2022 to 30 Nov 2024)
- CF30 Customer (31 Aug 2022 to 30 Nov 2024)
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- CF30 Customer (1 Dec 2009 to 8 Sep 2011)
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- CF30 Customer (1 Dec 2009 to 8 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2011)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.