Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 29 Apr 2024)
    • CF30 Customer (since 18 Oct 2023)
    • CF1 Director (AR) (since 18 Oct 2023)
    • (4)Employed By (since 18 Oct 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 7 Oct 2025)
    • CF30 Customer (6 Dec 2013 to 8 Dec 2019)
    • CF4 Partner (6 Dec 2013 to 8 Dec 2019)
  • Sanarus Investment Management LLP (no longer approved here)

    FRN 752000

    • SMF27 Partner (9 Dec 2019 to 6 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Sep 2021)
    • CF4 Partner (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2003 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Jul 2003 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.