Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Phoenix Asset Management Partners Limited
FRN 186871
- [FCA CF] Material risk taker (since 29 Apr 2024)
- [FCA CF] Client dealing (since 29 Apr 2024)
- CF30 Customer (since 18 Oct 2023)
- CF1 Director (AR) (since 18 Oct 2023)
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Iona Star Capital Limited
FRN 1000549
- (4)Employed By (since 18 Oct 2023)
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FinEx Capital Management LLP
FRN 550784
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 7 Oct 2025)
- CF30 Customer (6 Dec 2013 to 8 Dec 2019)
- CF4 Partner (6 Dec 2013 to 8 Dec 2019)
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- SMF27 Partner (9 Dec 2019 to 6 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 6 Sep 2021)
- CF4 Partner (1 Dec 2016 to 8 Dec 2019)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Jul 2003 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Jul 2003 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Jul 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.