Simon Lindley Cose

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF30 Customer (1 Jul 2015 to 6 Mar 2016)
VTB Capital plc (no longer approved here)
FRN 144003
- CF30 Customer (15 Mar 2012 to 22 May 2015)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (13 Nov 2007 to 16 Dec 2011)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (1 May 2004 to 31 May 2006)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF21 Investment Adviser (24 Apr 2002 to 19 Aug 2003)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF21 Investment Adviser (24 Apr 2002 to 19 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.