Simon John Russell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (3 Jun 2021 to 23 Feb 2023)
    • [FCA CF] Significant management (3 Jun 2021 to 23 Feb 2023)
    • [FCA CF] Client dealing (31 Mar 2021 to 23 Feb 2023)
    • [FCA CF] Material risk taker (31 Mar 2021 to 23 Feb 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (3 Jun 2021 to 23 Feb 2023)
    • [FCA CF] Significant management (3 Jun 2021 to 23 Feb 2023)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2021)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (30 Apr 2013 to 31 Dec 2018)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (15 Nov 2012 to 6 Mar 2013)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (6 May 2009 to 21 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.