Simon John Fraser

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McInroy & Wood Ltd (no longer approved here)

    FRN 121926

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Aug 2021)
    • CF2 Non Executive Director (17 Jun 2016 to 8 Dec 2019)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Aug 2021)
    • CF2 Non Executive Director (10 Jan 2017 to 8 Dec 2019)
  • Ashmore Investment Advisors Limited (no longer approved here)

    FRN 611412

    • CF2 Non Executive Director (18 Jul 2014 to 31 Dec 2017)
  • Ashmore Investment Management Limited (no longer approved here)

    FRN 185402

    • CF2 Non Executive Director (3 Feb 2012 to 31 Dec 2017)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Sep 2005 to 2 Sep 2005)
    • CF1 Director (1 Dec 2001 to 2 Sep 2005)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 2 Sep 2005)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 2 Sep 2005)
    • CF3 Chief Executive (1 Dec 2001 to 2 Sep 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Sep 2005)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF3 Chief Executive (2 Sep 2005 to 2 Sep 2005)
    • CF8 Apportionment and Oversight (1 Sep 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 May 2008)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF1 Director (1 Sep 2005 to 31 Dec 2008)
    • CF8 Apportionment and Oversight (1 Sep 2005 to 27 Jul 2006)
    • CF3 Chief Executive (1 Sep 2005 to 27 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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