Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Greenside Capital Limited
FRN 918793
- Director of firm who is not a certification employee or a SMF manager (since 4 Apr 2024)
- [FCA CF] Client dealing (15 Sep 2020 to 5 Feb 2024)
- SMF1 Chief Executive (15 Sep 2020 to 3 Apr 2024)
- SMF16 Compliance Oversight (15 Sep 2020 to 3 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Sep 2020 to 3 Apr 2024)
- SMF29 Limited scope function (limited scope SMCR firms only) (15 Sep 2020 to 3 Apr 2024)
- SMF3 Executive Director (15 Sep 2020 to 3 Apr 2024)
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- CF30 Customer (18 Sep 2015 to 1 Sep 2017)
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- CF30 Customer (5 Nov 2012 to 8 May 2013)
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- CF30 Customer (18 Jul 2011 to 9 Sep 2012)
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- Employed By (5 Jul 2011 to 9 Sep 2012)
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- CF30 Customer (1 Nov 2007 to 2 Dec 2009)
- CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.