Prytania Investment Advisors LLP

Date authorised
1 April 2013
Companies House
OC305343
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phoenix House
    18 King William Street
    London
    City Of London
    EC4N 7BP
    UNITED KINGDOM
    Phone
    +4402045703700
    Web
    https://www.prytania.com

  • Complaints Contact

    Phoenix House
    18 King William Street
    London
    City Of London
    EC4N 7BP
    UNITED KINGDOM
    Phone
    +4402045705514

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandra Diana Hope-Lustman

    IRN ADH01055

    • CF30 Customer (11 Apr 2011 to 20 Nov 2014)
  • Andrew Burgess

    IRN AXB01583

    • SMF27 Partner (9 Dec 2019 to 27 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Mar 2026)
    • CF4 Partner (13 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (9 Dec 2009 to 8 Dec 2019)
  • Benedict Patrick Wisden

    IRN BPW01022

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2022)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Binita Harish Haria

    IRN BHH01008

    • CF30 Customer (7 Dec 2009 to 19 Oct 2010)
  • Charles Robertson Pardue

    IRN CRP01028

    • CF30 Customer (1 Nov 2007 to 30 Apr 2011)
    • CF11 Money Laundering Reporting (3 Jan 2006 to 11 Nov 2008)
    • CF10 Compliance Oversight (3 Jan 2006 to 11 Nov 2008)
    • CF8 Apportionment and Oversight (31 Mar 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (31 Mar 2004 to 31 Oct 2007)
    • CF27 Investment Management (31 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (31 Mar 2004 to 30 Apr 2011)
    • CF3 Chief Executive (31 Mar 2004 to 11 Nov 2008)
  • Clifford Alberton Potter

    IRN CAP01083

    • CF10 Compliance Oversight (31 Mar 2004 to 31 Dec 2005)
    • CF4 Partner (31 Mar 2004 to 31 Dec 2005)
    • CF11 Money Laundering Reporting (31 Mar 2004 to 31 Dec 2005)
  • Colin Paul Behar

    IRN CXB02202

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (25 Sep 2014 to 8 Dec 2019)
  • Fraser George Malcolm

    IRN FGM01008

    • CF30 Customer (15 Dec 2009 to 26 Sep 2017)
    • CF4 Partner (15 Dec 2009 to 26 Sep 2017)
  • Garry McDougall

    IRN GXM01245

    • CF30 Customer (12 Apr 2013 to 4 Sep 2017)
  • Gideon Paul Jeffrey Fackrell

    IRN GPF01022

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (13 Aug 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Aug 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Aug 2010 to 8 Dec 2019)
    • CF28 Systems and controls (9 Oct 2009 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.