Date authorised
1 April 2013
Companies House
OC305343
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phoenix House
    18 King William Street
    London
    City Of London
    EC4N 7BP
    UNITED KINGDOM
    Phone
    +4402045703700
  • Complaints Contact

    Phoenix House
    18 King William Street
    London
    City Of London
    EC4N 7BP
    UNITED KINGDOM
    Phone
    +4402045705514

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hayley Stewart

    IRN HXS01723

    • CF30 Customer (28 Oct 2014 to 22 Oct 2015)
  • Hualin Li

    IRN HXL01288

    • CF30 Customer (4 Oct 2017 to 8 Dec 2019)
  • Ioannis Kouretas

    IRN IXK01267

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • CF30 Customer (6 Jan 2014 to 8 Dec 2019)
  • James Alexis Cuby

    IRN JAC01320

    • CF27 Investment Management (11 Mar 2005 to 15 May 2006)
    • CF21 Investment Adviser (11 Mar 2005 to 15 May 2006)
    • CF4 Partner (5 Nov 2004 to 15 May 2006)
  • James Francis Irvine

    IRN JFI01004

    • CF3 Chief Executive (16 Sep 2014 to 1 Nov 2016)
    • CF30 Customer (16 Sep 2014 to 26 Sep 2017)
    • CF4 Partner (16 Sep 2014 to 26 Sep 2017)
  • James Wright

    IRN JXW02226

    • CF30 Customer (18 Feb 2014 to 26 Sep 2017)
  • Joseph Paul Cook

    IRN JPC01095

    • CF3 Chief Executive (29 Jul 2010 to 1 Sep 2014)
    • CF30 Customer (26 Jun 2009 to 26 Sep 2017)
    • CF4 Partner (26 Jun 2009 to 26 Sep 2017)
  • Julia Lohrmann

    IRN JXL02074

    • CF30 Customer (29 May 2015 to 8 Dec 2019)
  • Julian Stanislas Schickel

    IRN JSS01104

    • CF30 Customer (27 Oct 2017 to 17 May 2018)
  • Malcolm Douglas Perry

    IRN MXP01442

    • CF4 Partner (11 Nov 2008 to 9 Jul 2010)
    • CF11 Money Laundering Reporting (11 Nov 2008 to 9 Jul 2010)
    • CF3 Chief Executive (11 Nov 2008 to 9 Jul 2010)
    • CF30 Customer (11 Nov 2008 to 9 Jul 2010)
    • CF10 Compliance Oversight (11 Nov 2008 to 9 Jul 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.