James Alexis Cuby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Waterfall Asset Management (UK) LLP

    FRN 741147

    • [FCA CF] Client dealing (since 26 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jan 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (21 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Jun 2006 to 31 Oct 2007)
  • Prytania Investment Advisors LLP (no longer approved here)

    FRN 230010

    • CF27 Investment Management (11 Mar 2005 to 15 May 2006)
    • CF21 Investment Adviser (11 Mar 2005 to 15 May 2006)
    • CF4 Partner (5 Nov 2004 to 15 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.