Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (11 Nov 2008 to 9 Jul 2010)
- CF10 Compliance Oversight (11 Nov 2008 to 9 Jul 2010)
- CF11 Money Laundering Reporting (11 Nov 2008 to 9 Jul 2010)
- CF4 Partner (11 Nov 2008 to 9 Jul 2010)
- CF30 Customer (11 Nov 2008 to 9 Jul 2010)
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- CF21 Investment Adviser (10 Oct 2002 to 23 Feb 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 May 2003)
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- CF21 Investment Adviser (10 Oct 2002 to 23 Feb 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 May 2003)
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- CF21 Investment Adviser (10 Oct 2002 to 23 Feb 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.