Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prytania Investment Advisors LLP (no longer approved here)

    FRN 230010

    • CF3 Chief Executive (11 Nov 2008 to 9 Jul 2010)
    • CF10 Compliance Oversight (11 Nov 2008 to 9 Jul 2010)
    • CF11 Money Laundering Reporting (11 Nov 2008 to 9 Jul 2010)
    • CF4 Partner (11 Nov 2008 to 9 Jul 2010)
    • CF30 Customer (11 Nov 2008 to 9 Jul 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (10 Oct 2002 to 23 Feb 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 May 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (10 Oct 2002 to 23 Feb 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 May 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (10 Oct 2002 to 23 Feb 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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