Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (16 Sep 2014 to 26 Sep 2017)
- CF3 Chief Executive (16 Sep 2014 to 1 Nov 2016)
- CF4 Partner (16 Sep 2014 to 26 Sep 2017)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2013)
- CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2013)
- CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (25 Nov 2004 to 7 Nov 2005)
- CF21 Investment Adviser (25 Nov 2004 to 7 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.