Charles Robertson Pardue

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prytania Investment Advisors LLP (no longer approved here)

    FRN 230010

    • CF30 Customer (1 Nov 2007 to 30 Apr 2011)
    • CF10 Compliance Oversight (3 Jan 2006 to 11 Nov 2008)
    • CF11 Money Laundering Reporting (3 Jan 2006 to 11 Nov 2008)
    • CF8 Apportionment and Oversight (31 Mar 2004 to 31 Oct 2007)
    • CF27 Investment Management (31 Mar 2004 to 31 Oct 2007)
    • CF3 Chief Executive (31 Mar 2004 to 11 Nov 2008)
    • CF4 Partner (31 Mar 2004 to 30 Apr 2011)
    • CF21 Investment Adviser (31 Mar 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 14 Jun 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 14 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 14 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.