Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Hymans Robertson LLP (no longer approved here)

    FRN 414430

    • CF30 Customer (1 Nov 2007 to 13 Mar 2019)
    • CF21 Investment Adviser (28 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 28 Oct 2005)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF27 Investment Management (4 Feb 2004 to 3 May 2004)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2003 to 8 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 3 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.