Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • [FCA CF] Client dealing (17 Jun 2021 to 29 Mar 2022)
  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • [FCA CF] Client dealing (25 Nov 2020 to 9 Mar 2021)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Client dealing (6 Mar 2017 to 13 Apr 2020)
    • CF30 Customer (29 Jul 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 23 Jun 2015)
    • CF21 Investment Adviser (4 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.