Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 26 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 11 Dec 2023)
    • SMF11 Chair of the Audit Committee (since 9 Oct 2025)
    • SMF10 Chair of the Risk Committee (since 9 Oct 2025)
    • SMF12 Chair of the Remuneration Committee (since 9 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 11 Dec 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 11 Dec 2023)
    • SMF10 Chair of the Risk Committee (since 8 Nov 2022)
    • SMF11 Chair of the Audit Committee (since 8 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (since 8 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (since 8 Nov 2022)
    • SMF11 Chair of the Audit Committee (since 8 Nov 2022)
    • SMF10 Chair of the Risk Committee (since 8 Nov 2022)
    • SMF11 Chair of the Audit Committee (since 8 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (since 8 Nov 2022)
    • SMF11 Chair of the Audit Committee (since 8 Nov 2022)
    • SMF10 Chair of the Risk Committee (since 8 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (since 8 Nov 2022)
  • HAMPDEN AGENCIES LIMITED (no longer approved here)

    FRN 204946

    • SMF9 Chair of the Governing Body (17 Jul 2020 to 15 Dec 2022)
    • CF2 Non Executive Director (9 Apr 2008 to 8 Dec 2019)
  • Polo Managing Agency Limited (no longer approved here)

    FRN 204976

    • SMF9 Chair of the Governing Body (9 Jun 2020 to 30 Jun 2021)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 22 May 2020)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 22 May 2020)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 30 Jun 2021)
    • SMF14 Senior Independent Director (10 Dec 2018 to 17 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (5 Jul 2017 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (22 Mar 2004 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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