Date authorised
1 April 2013
Companies House
03136300
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422690
  • Complaints Contact

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422019

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Nicholas Ridley

    IRN ANR01010

    • CF2 Non Executive Director (5 Aug 2009 to 6 Mar 2016)
  • Bryan Hubert Nicholson

    IRN BHN01001

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2005)
  • Christine Elaine Dandridge

    IRN CED01021

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2022)
  • David Endon Stuart Shipley

    IRN DES01037

    • SMF9 Chair of the Governing Body (since 10 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (6 Aug 2009 to 6 Mar 2016)
  • Glenn Edward Brace

    IRN GEB01027

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
    • CF2 Non Executive Director (29 Jun 2011 to 6 Mar 2016)
    • CF1 Director (1 Apr 2003 to 30 Mar 2007)
  • Hugh Alexander Stevenson

    IRN HAS01011

    • CF2 Non Executive Director (1 Dec 2001 to 15 Sep 2009)
  • Ian Charles Agnew

    IRN ICA01007

    • CF2 Non Executive Director (14 Jan 2002 to 18 Sep 2007)
  • James Anthony Boyd Joll

    IRN JAJ01051

    • CF2 Non Executive Director (1 Dec 2001 to 30 Mar 2007)
  • Jane Victoria Barker

    IRN JVB01012

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 30 Jun 2022)
    • CF2 Non Executive Director (11 Nov 2015 to 6 Mar 2016)
    • CF3 Chief Executive (30 Mar 2007 to 1 Nov 2014)
    • CF8 Apportionment and Oversight (9 Jan 2007 to 9 Jan 2007)
    • CF1 Director (1 Dec 2001 to 1 Nov 2014)
  • Jeremy Wilfrid Heap

    IRN JWH01042

    • SMF2 Chief Finance (since 10 Dec 2018)
    • SMF1 Chief Executive (since 10 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (15 Sep 2014 to 6 Mar 2016)
    • CF1 Director (24 Mar 2003 to 30 Mar 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.