Date authorised
1 April 2013
Companies House
06463920
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Usay House
    5 Hercules Court
    Lakeside Business Park
    Broadway Lane
    South Cerney
    Gloucestershire
    GL7 5XZ
    UNITED KINGDOM
    Phone
    +4401285864670
  • Complaints Contact

    Usay House
    5 Hercules Court
    Lakeside Business Park
    Broadway Lane
    South Cerney
    Gloucestershire
    GL7 5XZ
    UNITED KINGDOM
    Phone
    +441285864670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Herbert

    IRN AXH20680

    • [FCA CF] Significant management (9 Feb 2022 to 5 Sep 2025)
  • Andrew Haydn Mintern

    IRN AHM01109

    • SMF3 Executive Director (since 24 Feb 2026)
    • SMF2 Chief Finance (since 24 Feb 2026)
  • Andrew Mark Hall

    IRN AMH01254

    • SMF3 Executive Director (9 Dec 2019 to 22 Nov 2021)
    • CF1 Director (22 Feb 2011 to 8 Dec 2019)
  • Angela Bunker

    IRN AXB01284

    • [FCA CF] Significant management (since 28 Feb 2023)
  • Angela Fergusson

    IRN AXF00647

    • [FCA CF] Significant management (since 3 Oct 2025)
  • Bradley Millard

    IRN BXM00389

    • CF1 Director (AR) (since 24 Aug 2023)
  • Charles Patterson

    IRN CXP00554

    • CF1 Director (AR) (since 24 Aug 2023)
  • Claire Bernadette Hunt

    IRN CXH00258

    • SMF18 Other Overall Responsibility (since 28 Jul 2025)
    • [FCA CF] Significant management (13 Jan 2022 to 28 Jul 2025)
  • Diane Cougill

    IRN DXC01452

    • SMF7 Group Entity Senior Manager (since 16 Jan 2026)
    • [FCA CF] Significant management (9 Feb 2025 to 16 Jan 2026)
  • Dominic Beattie

    IRN DXB00880

    • [FCA CF] Significant management (9 Feb 2022 to 24 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.