Date authorised
1 April 2013
Companies House
06463920
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Usay House
    5 Hercules Court
    Lakeside Business Park
    Broadway Lane
    South Cerney
    Gloucestershire
    GL7 5XZ
    UNITED KINGDOM
    Phone
    +4401285864670
  • Complaints Contact

    Usay House
    5 Hercules Court
    Lakeside Business Park
    Broadway Lane
    South Cerney
    Gloucestershire
    GL7 5XZ
    UNITED KINGDOM
    Phone
    +441285864670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Feilim Mackle

    IRN FXM01070

    • SMF7 Group Entity Senior Manager (since 4 Sep 2025)
    • SMF9 Chair of the Governing Body (23 May 2022 to 18 Nov 2022)
  • Fiona Claybrook

    IRN FXC25448

    • [FCA CF] Significant management (9 Feb 2022 to 24 Jul 2025)
  • Genna Rachael O'Connell

    IRN GXO00056

    • [FCA CF] Significant management (since 20 Mar 2024)
  • Geoffrey Gouriet

    IRN GXG00096

    • [FCA CF] Significant management (9 Feb 2022 to 24 Jul 2025)
  • Gordon Joseph Crosbie

    IRN GJC00046

    • [FCA CF] Significant management (13 Jan 2022 to 1 Jun 2023)
  • Graeme Morrison

    IRN GXM00234

    • [FCA CF] Significant management (9 Feb 2022 to 24 Jul 2025)
  • Huw Scott Williams

    IRN HSW01027

    • SMF7 Group Entity Senior Manager (since 7 Jan 2026)
    • SMF3 Executive Director (11 Feb 2022 to 28 Sep 2022)
  • Iain Richard Picton Laws

    IRN IRL01010

    • Responsible for Insurance Distribution (since 27 Sep 2022)
    • SMF1 Chief Executive (since 27 Sep 2022)
    • SMF3 Executive Director (since 25 Feb 2022)
  • James Yeandle

    IRN JXY00037

    • SMF2 Chief Finance (23 Jul 2025 to 15 Apr 2026)
    • SMF3 Executive Director (23 Sep 2022 to 15 Apr 2026)
  • Janine Klaiber

    IRN JXK00188

    • [FCA CF] Significant management (9 Feb 2022 to 30 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.