Date authorised
1 April 2013
Companies House
06463920
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Usay House
    5 Hercules Court
    Lakeside Business Park
    Broadway Lane
    South Cerney
    Gloucestershire
    GL7 5XZ
    UNITED KINGDOM
    Phone
    +4401285864670
  • Complaints Contact

    Usay House
    5 Hercules Court
    Lakeside Business Park
    Broadway Lane
    South Cerney
    Gloucestershire
    GL7 5XZ
    UNITED KINGDOM
    Phone
    +441285864670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Townsend

    IRN JXT02048

    • SMF5 Head of Internal Audit (since 2 Oct 2025)
    • [FCA CF] Significant management (11 Mar 2022 to 2 Oct 2025)
  • Jeffrey Snyder

    IRN JXS00501

    • [FCA CF] Significant management (9 Feb 2022 to 23 Sep 2022)
  • John Downing

    IRN JXD00305

    • [FCA CF] Significant management (since 13 Jan 2022)
  • Kim Lisa Tomkins

    IRN KLT01018

    • SMF3 Executive Director (9 Dec 2019 to 22 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2021)
    • CF8 Apportionment and Oversight (2 Apr 2008 to 31 Mar 2009)
    • CF1 Director (2 Apr 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Apr 2008 to 30 Sep 2018)
  • Kirsty Louise Wainwright-Noble

    IRN KXW00398

    • [FCA CF] Significant management (since 2 Apr 2024)
  • Lee Samuels

    IRN LXS01547

    • SMF3 Executive Director (9 Dec 2019 to 22 Nov 2021)
    • CF1 Director (20 Dec 2011 to 8 Dec 2019)
  • Marcus John Joseph Reynolds Golby

    IRN MJG01325

    • SMF24 Chief Operations (23 Jul 2025 to 1 Jan 2026)
    • [FCA CF] Significant management (13 Jan 2022 to 23 Jul 2025)
  • Mark Andrew Noble

    IRN MAN01084

    • [FCA CF] Significant management (since 13 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 22 Nov 2021)
    • CF1 Director (18 Oct 2019 to 8 Dec 2019)
  • Mark Brannon

    IRN MXB00485

    • [FCA CF] Significant management (13 Jan 2022 to 18 Nov 2022)
  • Martin Wheatley

    IRN MXW00319

    • [FCA CF] Significant management (13 Jan 2022 to 9 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.