Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Noble & Company (UK) Limited
FRN 586297
- [FCA CF] Client dealing (since 1 Jan 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 9 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jul 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Jul 2025)
- CF11 Money Laundering Reporting (19 Nov 2012 to 8 Dec 2019)
- CF1 Director (19 Nov 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Nov 2012 to 8 Dec 2019)
- CF3 Chief Executive (19 Nov 2012 to 8 Dec 2019)
- CF30 Customer (19 Nov 2012 to 8 Dec 2019)
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- CF2 Non Executive Director (5 Jul 2012 to 21 Apr 2016)
- CF1 Director (16 Mar 2010 to 5 Jul 2012)
- CF30 Customer (11 Feb 2010 to 31 May 2012)
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- CF1 Director (20 Mar 2008 to 30 Nov 2009)
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- CF1 Director (15 Feb 2007 to 8 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.