Roger Frederick Peill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blankstone Sington Limited (no longer approved here)
FRN 143694
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Nov 2022 to 31 Jan 2025)
- SMF16 Compliance Oversight (10 Nov 2022 to 31 Jan 2025)
Wealthtime Limited (no longer approved here)
FRN 468461
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Jul 2021 to 31 May 2022)
- SMF3 Executive Director (26 Jul 2021 to 31 May 2022)
- SMF16 Compliance Oversight (26 Jul 2021 to 31 May 2022)
Embark Investment Services Limited (no longer approved here)
FRN 737356
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Mar 2020)
- CF10 Compliance Oversight (30 Mar 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Mar 2017 to 29 Jun 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.