Blankstone Sington Limited

• Principal Place of Business

  C/O Andrew Poxon (IP No. 8620) and Alex Cadwallader (IP No. 9501)

  and Hilary Pascoe (IP No. 27590) all of Leonard Curtis

  Riverside House

  Irwell Street

  Manchester

  M3 5EN

  UNITED KINGDOM

  Phone

  +4401618319999

• Complaints Contact

  C/O Andrew Poxon (IP No. 8620) and Alex Cadwallader (IP No. 9501)

  and Hilary Pascoe (IP No. 27590) all of Leonard Curtis

  Riverside House

  Irwell Street

  Manchester

  M3 5EN

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Unable to (i) hold financial instruments for own account unless it meets the 'matched principal exemptions conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrea Yung

  IRN AXY01290

  • CF30 Customer (1 Dec 2017 to 25 Jun 2019)
• Andrew John Murphy

  IRN AJM01591

  • CF30 Customer (1 Nov 2007 to 4 Dec 2017)
  • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
• Anthony Ian Bilmes

  IRN AIB01014

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
• Benjamin Max Taxman

  IRN BMT01012

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 17 Jun 2024)
  • CF1 Director (10 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (15 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Brian Michael Owen

  IRN BMO01009

  • CF30 Customer (1 Nov 2007 to 3 Apr 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Christopher Anthony D'Souza

  IRN CAD01057

  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2021)
  • CF28 Systems and controls (14 Jul 2017 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Dec 2016 to 8 Dec 2019)
  • CF1 Director (10 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF11 Money Laundering Reporting (25 Oct 2004 to 26 Oct 2016)
  • CF10 Compliance Oversight (25 Oct 2004 to 1 Jun 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Clair Michelle Sington

  IRN CMS01105

  • CF22 Investment Adviser (Trainee) (30 Jan 2002 to 11 Dec 2002)
• David Anthony Nicholls

  IRN DAN01031

  • CF1 Director (1 Dec 2001 to 30 Apr 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2005)
  • CF27 Investment Management (1 Dec 2001 to 30 Apr 2005)
• David John Mockeridge

  IRN DJM01275

  • CF30 Customer (1 Nov 2007 to 22 Aug 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Glyn James Edwards

  IRN GJE01026

  • CF30 Customer (1 Nov 2007 to 7 May 2019)
  • CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)

No changes recorded yet.