Blankstone Sington Limited

• Principal Place of Business

  C/O Andrew Poxon (IP No. 8620) and Alex Cadwallader (IP No. 9501)

  and Hilary Pascoe (IP No. 27590) all of Leonard Curtis

  Riverside House

  Irwell Street

  Manchester

  M3 5EN

  UNITED KINGDOM

  Phone

  +4401618319999

• Complaints Contact

  C/O Andrew Poxon (IP No. 8620) and Alex Cadwallader (IP No. 9501)

  and Hilary Pascoe (IP No. 27590) all of Leonard Curtis

  Riverside House

  Irwell Street

  Manchester

  M3 5EN

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Unable to (i) hold financial instruments for own account unless it meets the 'matched principal exemptions conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Joanna Pennington-Jones

  IRN JXS01599

  • CF30 Customer (1 Nov 2007 to 31 Jan 2019)
  • CF27 Investment Management (14 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Feb 2002 to 31 Oct 2007)
• John Norman Shergold

  IRN JNS01025

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
• Kenneth John Conolly

  IRN KJC01050

  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2016)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF28 Systems and controls (1 Nov 2007 to 26 Jul 2017)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2006)
  • CF1 Director (1 Dec 2001 to 31 May 2019)
  • CF3 Chief Executive (1 Dec 2001 to 10 Jan 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Lorraine Antypova

  IRN LXA01487

  • CF30 Customer (3 Apr 2018 to 11 Mar 2019)
• Lorraine Valerie Beasley

  IRN LVB01001

  • CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2003)
• Lynda Walkley

  IRN LXC01149

  • CF30 Customer (1 Nov 2007 to 1 May 2010)
  • CF21 Investment Adviser (10 Dec 2002 to 31 Oct 2007)
• Marion Reilly

  IRN MJM01259

  • CF21 Investment Adviser (18 Sep 2002 to 1 Apr 2005)
• Matthew Joseph Whelan

  IRN MJW01618

  • CF30 Customer (16 May 2016 to 16 Oct 2017)
• Michael Carl Taxman

  IRN MCT01036

  • CF30 Customer (1 Nov 2007 to 3 Jan 2017)
  • CF1 Director (1 Dec 2001 to 1 Jun 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Michael David Blankstone

  IRN MDB01074

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF1 Director (1 Dec 2001 to 3 Jan 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2006)

No changes recorded yet.