Blankstone Sington Limited

• Principal Place of Business

  C/O Andrew Poxon (IP No. 8620) and Alex Cadwallader (IP No. 9501)

  and Hilary Pascoe (IP No. 27590) all of Leonard Curtis

  Riverside House

  Irwell Street

  Manchester

  M3 5EN

  UNITED KINGDOM

  Phone

  +4401618319999

• Complaints Contact

  C/O Andrew Poxon (IP No. 8620) and Alex Cadwallader (IP No. 9501)

  and Hilary Pascoe (IP No. 27590) all of Leonard Curtis

  Riverside House

  Irwell Street

  Manchester

  M3 5EN

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Unable to (i) hold financial instruments for own account unless it meets the 'matched principal exemptions conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Michael Jonathan Lea

  IRN MJL01263

  • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
  • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
• Neil Patrick Turner

  IRN NPT01014

  • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 15 Sep 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 15 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
  • CF3 Chief Executive (3 Jan 2017 to 8 Dec 2019)
  • CF1 Director (10 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (2 Apr 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Neil Simon Blankstone

  IRN NSB01033

  • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 5 Feb 2024)
  • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2024)
  • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Paul Raymond Williams

  IRN PRW01068

  • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 1 Feb 2024)
  • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2024)
  • CF1 Director (10 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter John Ellwood

  IRN PJE01038

  • SMF3 Executive Director (9 Dec 2019 to 5 Jul 2021)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Peter Kelly

  IRN PXK01087

  • [FCA CF] Client dealing (26 Mar 2021 to 1 Feb 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Philip John Kirwan

  IRN PJK01139

  • CF30 Customer (26 Jul 2011 to 8 Dec 2019)
• Roger Frederick Peill

  IRN RFP01056

  • SMF16 Compliance Oversight (10 Nov 2022 to 31 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Nov 2022 to 31 Jan 2025)
• Sally Greenwood

  IRN SXP01280

  • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 11 Nov 2023)
  • CF30 Customer (22 May 2019 to 8 Dec 2019)
• Sarah Jane Eden-Heyes

  IRN SJH01445

  • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 17 Jun 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)

No changes recorded yet.