Neil Simon Blankstone

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Equity Limited

    FRN 124394

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • [FCA CF] Manager of certification employee (4 Mar 2024 to 15 May 2024)
    • [FCA CF] Client dealing (4 Mar 2024 to 15 May 2024)
    • [FCA CF] Functions requiring qualifications (4 Mar 2024 to 15 May 2024)
  • Blankstone Sington Limited (no longer approved here)

    FRN 143694

    • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 5 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2024)
    • CF30 Customer (15 May 2019 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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