Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
  • Blankstone Sington Limited (no longer approved here)

    FRN 143694

    • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 15 Sep 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
    • CF3 Chief Executive (3 Jan 2017 to 8 Dec 2019)
    • CF1 Director (10 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Apr 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.