Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Jun 2025)
    • [FCA CF] Client dealing (since 5 Jun 2025)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (31 Oct 2023 to 16 May 2025)
    • [FCA CF] Functions requiring qualifications (31 Oct 2023 to 16 May 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (11 Oct 2010 to 27 Apr 2012)
  • The Platt Partnership Limited (no longer approved here)

    FRN 493199

    • Employed By (11 Oct 2010 to 27 Apr 2012)
  • Blankstone Sington Limited (no longer approved here)

    FRN 143694

    • CF30 Customer (1 Nov 2007 to 1 May 2010)
    • CF21 Investment Adviser (10 Dec 2002 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF26 Customer Trading (1 Dec 2001 to 18 Oct 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.