Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF21 Investment Adviser (18 Apr 2005 to 22 Dec 2006)
  • Blankstone Sington Limited (no longer approved here)

    FRN 143694

    • CF21 Investment Adviser (18 Sep 2002 to 1 Apr 2005)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.