Robin Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Material risk taker (29 Sep 2020 to 1 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 1 Jan 2021)
    • [FCA CF] CASS oversight function (4 Feb 2020 to 1 Jan 2021)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Material risk taker (29 Sep 2020 to 1 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 1 Jan 2021)
    • [FCA CF] CASS oversight function (4 Feb 2020 to 1 Jan 2021)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Manager of certification employee (29 Jun 2020 to 1 Jan 2021)
    • [FCA CF] CASS oversight function (4 Feb 2020 to 1 Jan 2021)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Manager of certification employee (2 Feb 2019 to 1 Jan 2021)
  • Homeserve Membership Limited (no longer approved here)

    FRN 312518

    • CF1 Director (22 Jun 2016 to 31 Dec 2017)
    • CF28 Systems and controls (26 Apr 2016 to 22 Jun 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF2 Non Executive Director (18 May 2012 to 26 Jun 2015)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF2 Non Executive Director (18 May 2012 to 26 Jun 2015)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF2 Non Executive Director (18 May 2012 to 26 Jun 2015)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF10a CASS Oversight function (30 Nov 2011 to 30 Sep 2015)
    • CF29 Significant management (25 Mar 2009 to 24 Apr 2015)
    • Responsible for Insurance Mediation (25 Mar 2009 to 13 Feb 2015)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • CF29 Significant management (25 May 2011 to 24 Apr 2015)
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Recent activity

Updates to this individual's record on the FCA register.

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