Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 22 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (28 Apr 2021 to 30 Mar 2023)
    • SMF14 Senior Independent Director (since 9 Oct 2019)
    • SIMF12 Chair of the Remuneration Committee (7 Dec 2017 to 9 Dec 2018)
    • SMF12 Chair of the Remuneration Committee (24 Oct 2017 to 24 Oct 2017)
  • BFS Member Services Limited (no longer approved here)

    FRN 716623

    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2021)
    • CF1 Director (10 Oct 2019 to 8 Dec 2019)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF29 Significant management (4 Jan 2011 to 10 Sep 2013)
    • CF8 Apportionment and Oversight (12 Nov 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (19 Oct 2007 to 10 Sep 2013)
    • CF1 Director (2 May 2007 to 4 Jan 2011)
    • CF3 Chief Executive (2 May 2007 to 4 Jan 2011)
    • CF17 Significant Mgt (Other Business Operations) (9 Aug 2006 to 18 Oct 2006)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF17 Significant Mgt (Other Business Operations) (9 Aug 2006 to 18 Oct 2006)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF17 Significant Mgt (Other Business Operations) (9 Aug 2006 to 18 Oct 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF17 Significant Mgt (Other Business Operations) (10 Mar 2004 to 30 Nov 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Mar 2004 to 30 Nov 2005)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF17 Significant Mgt (Other Business Operations) (10 Apr 2003 to 14 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.