Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Bromham Road
    Bedford
    Bedfordshire
    MK40 2AA
    UNITED KINGDOM
    Phone
    +4401234358344
  • Complaints Contact

    45 Bromham Road
    Bedford
    Bedfordshire
    MK40 2AA
    UNITED KINGDOM
    Phone
    +4401234358344

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Permanent health

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Derek Walden

    IRN ADW00009

    • CF13 Finance (1 Dec 2001 to 29 Jun 2007)
  • Alexander Yates

    IRN AXY00080

    • [FCA CF] Significant management (since 4 Jul 2022)
  • Amy Pearce

    IRN AXP02633

    • SMF4 Chief Risk (since 4 Feb 2026)
  • Anthony Michael Dormer

    IRN AMD01132

    • CF2 Non Executive Director (19 Jan 2006 to 17 Oct 2014)
  • Arthur Laurence Atack

    IRN ALA01008

    • CF2 Non Executive Director (1 Dec 2001 to 10 May 2003)
  • Audrey Janette McNair

    IRN AJM01734

    • Director of firm who is not a certification employee or a SMF manager (3 Jan 2022 to 23 Jun 2022)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 23 Nov 2021)
    • SIMF10 Chair of the Risk Committee (28 Apr 2016 to 9 Dec 2018)
  • Ayokunle Salam

    IRN AXS03569

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Mar 2017)
    • CF28 Systems and controls (15 Aug 2014 to 6 Mar 2016)
    • CF10 Compliance Oversight (16 May 2014 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (16 May 2014 to 31 Mar 2017)
  • Barbara Merry

    IRN BJR01022

    • SIMF12 Chair of the Remuneration Committee (12 Dec 2016 to 7 Dec 2017)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 4 Apr 2018)
    • CF2 Non Executive Director (3 Mar 2016 to 6 Mar 2016)
  • Brian Dawkes

    IRN BXD01098

    • CF2 Non Executive Director (1 Dec 2001 to 16 May 2008)
  • Christopher Michael Radford

    IRN CMR01060

    • Director of firm who is not a certification employee or a SMF manager (8 Jul 2020 to 15 Jun 2021)
    • SMF13 Chair of the Nominations Committee (18 Mar 2019 to 7 Jul 2020)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 14 Jun 2019)
    • SIMF9 Chairman (30 Aug 2016 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 30 Aug 2016)
    • CF2 Non Executive Director (17 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.