Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (1 Feb 2017 to 4 Feb 2019)
- CF10 Compliance Oversight (1 Feb 2017 to 4 Feb 2019)
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- SIMF4 Chief Risk Function (7 Mar 2016 to 31 Mar 2017)
- CF28 Systems and controls (15 Aug 2014 to 6 Mar 2016)
- CF11 Money Laundering Reporting (16 May 2014 to 31 Mar 2017)
- CF10 Compliance Oversight (16 May 2014 to 31 Mar 2017)
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- CF28 Systems and controls (19 Feb 2016 to 31 Mar 2017)
- CF11 Money Laundering Reporting (19 Feb 2016 to 31 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.