Richard Northridge

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marshall Wace LLP
FRN 228531
- [FCA CF] Client dealing (since 4 Oct 2024)
- [FCA CF] Manager of certification employee (since 4 Oct 2024)
Citadel Advisors Europe Limited (no longer approved here)
FRN 952125
- [FCA CF] Client dealing (1 Jan 2022 to 1 Jul 2022)
- [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2022)
Sculptor Capital Management Europe Limited (no longer approved here)
FRN 190662
- CF30 Customer (5 Sep 2017 to 12 Dec 2018)
SFM UK Management LLP (no longer approved here)
FRN 486382
- CF30 Customer (19 Oct 2011 to 31 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.