Date authorised
1 April 2013
Companies House
OC338341
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 New Burlington Place
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402077584800
  • Complaints Contact

    1 New Burlington Place
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402077584863

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . SFM UK Holdings Limited

    IRN XXS01115

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Dec 2008 to 8 Dec 2019)
  • Abhishek Shukla

    IRN AXS02237

    • CF30 Customer (11 Jan 2010 to 12 Oct 2010)
  • Agata Dornan

    IRN AXD01824

    • SMF27 Partner (9 Dec 2019 to 21 Apr 2020)
    • CF4 Partner (15 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (25 Apr 2012 to 8 Dec 2019)
  • Ahmet Tansu Demirbilek

    IRN ATD01022

    • CF30 Customer (16 Feb 2011 to 15 Jul 2011)
  • Alex Mirtchev

    IRN ADM01254

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • SMF27 Partner (9 Dec 2019 to 8 Jan 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (4 Oct 2019 to 8 Dec 2019)
    • CF4 Partner (4 Oct 2019 to 8 Dec 2019)
  • Alexander F Avella

    IRN AFA01007

    • SMF27 Partner (since 8 Sep 2025)
    • [FCA CF] Material risk taker (since 9 Feb 2023)
    • [FCA CF] Manager of certification employee (since 9 Feb 2023)
    • [FCA CF] Client dealing (since 9 Feb 2023)
  • Alexander peter William Stevenson

    IRN APS01234

    • CF30 Customer (7 Aug 2018 to 8 Dec 2019)
  • Andrea Benenti

    IRN AXB03741

    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
  • Anthony Sleeman

    IRN AJS01636

    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Axel Gustaf Lindskog

    IRN AGL01043

    • CF30 Customer (5 Mar 2010 to 31 Dec 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.