SFM UK Management LLP

• Principal Place of Business

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584800

• Complaints Contact

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584863

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin David Barnett

  IRN BDB01029

  • CF30 Customer (11 Jul 2014 to 30 Jun 2018)
• Besiki Sanaia

  IRN BXS02165

  • CF30 Customer (17 Aug 2016 to 8 Dec 2019)
• Catarina Henriette Coulson

  IRN CHC01066

  • CF11 Money Laundering Reporting (1 Feb 2010 to 19 May 2011)
• Christopher Donald MacKinson

  IRN CDM01048

  • CF4 Partner (30 Jun 2010 to 8 Dec 2014)
  • CF30 Customer (30 Jun 2010 to 5 Nov 2014)
• Christopher James Fellingham

  IRN CJF01045

  • CF3 Chief Executive (20 Apr 2009 to 7 Jan 2010)
  • CF10 Compliance Oversight (2 Dec 2008 to 7 Jan 2010)
  • CF30 Customer (2 Dec 2008 to 7 Jan 2010)
  • CF11 Money Laundering Reporting (2 Dec 2008 to 7 Jan 2010)
  • CF4 Partner (2 Dec 2008 to 7 Jan 2010)
• Christopher John Watson

  IRN CJW01202

  • SMF27 Partner (since 24 Nov 2025)
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Material risk taker (since 28 Sep 2020)
• Daniel Rose

  IRN DMR01175

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (8 Feb 2021 to 1 Jan 2022)
  • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
• Dawn Nora Fitzpatrick

  IRN DNF01018

  • CF30 Customer (10 Aug 2017 to 8 Dec 2019)
• Edward Attard

  IRN EXA11388

  • CF30 Customer (9 Feb 2019 to 8 Dec 2019)
• Edward Hart Burdick

  IRN EHB01008

  • CF30 Customer (8 Feb 2016 to 31 May 2018)

No changes recorded yet.