SFM UK Management LLP

• Principal Place of Business

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584800

• Complaints Contact

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584863

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frank Flight

  IRN FXF39228

  • [FCA CF] Client dealing (22 Aug 2024 to 17 Sep 2025)
• Frederic Emmanuel Saland

  IRN FES01011

  • CF30 Customer (3 Oct 2014 to 9 Oct 2015)
• Frederik Foss-Pederson

  IRN FXF01037

  • CF30 Customer (19 Feb 2009 to 31 Jan 2010)
• Gavin David Murphy

  IRN GDM01057

  • CF4 Partner (2 Dec 2008 to 30 Nov 2018)
• Gianluca Carlo Manfred Guicciardi

  IRN GCG01033

  • [FCA CF] Client dealing (since 9 Feb 2023)
• Gokhan Akan

  IRN GXA01084

  • CF30 Customer (19 Jul 2010 to 24 Jun 2011)
  • CF4 Partner (19 Jul 2010 to 30 Jun 2011)
• Hugo Villarroya

  IRN HXV01116

  • [FCA CF] Manager of certification employee (1 Nov 2021 to 13 Jun 2025)
  • [FCA CF] Client dealing (21 Sep 2020 to 13 Jun 2025)
  • [FCA CF] Material risk taker (21 Sep 2020 to 13 Jun 2025)
• Ignacio Baigorri Lorensu

  IRN IXB01500

  • CF30 Customer (27 Jul 2016 to 5 Nov 2018)
• Igor Kryca

  IRN IXK01202

  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Aug 2021)
  • SMF27 Partner (9 Dec 2019 to 8 Jan 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2021)
  • CF4 Partner (24 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (24 Sep 2014 to 8 Dec 2019)
• Indradeb Bhattacharya

  IRN IXB01098

  • CF30 Customer (15 May 2013 to 4 Jun 2015)

No changes recorded yet.