Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 28 Nov 2024)
    • (1)Employed By (since 28 Nov 2024)
  • Manulife Investment Management (Europe) Limited (no longer approved here)

    FRN 165328

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Dec 2021)
    • CF30 Customer (25 Aug 2016 to 8 Dec 2019)
  • SFM UK Management LLP (no longer approved here)

    FRN 486382

    • CF3 Chief Executive (20 Apr 2009 to 7 Jan 2010)
    • CF10 Compliance Oversight (2 Dec 2008 to 7 Jan 2010)
    • CF11 Money Laundering Reporting (2 Dec 2008 to 7 Jan 2010)
    • CF30 Customer (2 Dec 2008 to 7 Jan 2010)
    • CF4 Partner (2 Dec 2008 to 7 Jan 2010)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (1 Nov 2007 to 28 Nov 2007)
    • CF1 Director (6 Feb 2004 to 5 Sep 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.