Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • [FCA CF] Client dealing (18 Aug 2023 to 10 Dec 2024)
  • Cheyne Capital Management (UK) LLP (no longer approved here)

    FRN 456864

    • CF4 Partner (26 Jun 2015 to 3 May 2016)
    • CF30 Customer (26 Jun 2015 to 3 May 2016)
  • SFM UK Management LLP (no longer approved here)

    FRN 486382

    • CF4 Partner (30 Jun 2010 to 8 Dec 2014)
    • CF30 Customer (30 Jun 2010 to 5 Nov 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF21 Investment Adviser (10 Feb 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF21 Investment Adviser (11 Oct 2002 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.