Richard John Ahern

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BARCLAYS INVESTMENT SOLUTIONS LIMITED
FRN 155595
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 May 2023)
Barclays Asset Management Limited
FRN 505543
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 May 2023)
Oak Pension Asset Management Limited
FRN 526038
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Aug 2022)
Barclays Capital Securities Limited
FRN 124431
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Dec 2020)
Nomura International Plc (no longer approved here)
FRN 124422
- CF11 Money Laundering Reporting (15 Jul 2010 to 14 Feb 2011)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF11 Money Laundering Reporting (14 Jul 2010 to 14 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.