Richard Edward Ford

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Capital Markets Inc (no longer approved here)

    FRN 1010404

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Oct 2024 to 31 Jan 2026)
  • HPC Investment Services Limited (no longer approved here)

    FRN 776033

    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Mar 2024 to 26 Feb 2025)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Apr 2022 to 31 Jan 2026)
  • Marex Financial (no longer approved here)

    FRN 442767

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Apr 2022 to 31 Jan 2026)
  • BRITISH ARAB COMMERCIAL BANK PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 204564

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2019 to 13 Nov 2020)
  • DNB Bank ASA (no longer approved here)

    FRN 204731

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 28 Nov 2018)
    • CF11 Money Laundering Reporting (30 Jun 2014 to 6 Mar 2016)
  • Sberbank CIB (UK) Limited (no longer approved here)

    FRN 228551

    • CF10 Compliance Oversight (22 Sep 2008 to 29 Jan 2014)
    • CF11 Money Laundering Reporting (22 Sep 2008 to 29 Jan 2014)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.